Series 6 Mutual Funds and Annuities Examination

Series 6 Exam - Mutual Funds and Variable Annuities

The NASD Series 6 License - Investment Company / Variable Contracts - is for those who would be selling only mutual funds and annuity products.

Home Study Courses Study Guides Resources

Complete Home Study Course

Series 6 Mutual Funds and Variable Annuities

Series 6 Book and Disk Course

Study Book with over 450 pages - over 700 Chapter and Final Exam questions with detailed Answers.
Computer Test Simulator on Disk - 800 additional Chapter and Final Exam questions.

Topics Covered

Mutual Funds
Variable Annuities
Retirement Plans
Insurance Products
Investment Policies
Securities Markets and Regulations
Customer Accounts and Orders

Book and Disk available separately More Information...

Exam Study Guides & Books of Interest

NASD Exam for Series 6 : Preparation Guide
by Thomson South-Western

One Trak Mutual Fund Basics and Beyond
by Dearborn Financial Publishing

Annuities Today
by Dearborn Financial Publishing Staff

Additional Investment Industry Resources

Investment Company Institute (ICI) - national association of the mutual fund investment company industry.

National Investment Company Service Association (NICSA) - provides leadership and innovation in educational programming and information exchange within the operations sector of the mutual fund industry worldwide.

NASD Qualifications System - A comprehensive chart depicting the entire range of NASD qualifications in an interactive matrix. Each section contains a link to more information

NASD Regulation Homepage