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Series 6 Exam - Mutual Funds and Variable Annuities

The FINRA Series 6 License - Investment Company / Variable Contracts - is for those who would be selling only mutual funds and annuity products.

Home Study Courses      Study Guides      Resources


Series 6 Home Study Course


Series 6 Book and Disk Course

  • Published by the Securities Institute of America
  • Comprehensive 200+ page text covering all aspects of the 
    Series 7
  • Exam Prep Software includes 1,200 Test Questions!

Topics Covered

Mutual Funds
Variable Annuities
Retirement Plans
Insurance Products
Investment Policies
Securities Markets and Regulations
Customer Accounts and Orders
  • Books and Software available separately or as a bundle
  • Save by bundling with Series 63 Course

    More Information...

Exam Study Guides & Books of Interest


NASD Exam for Series 6 : Preparation Guide

by Thomson South-Western
 

 

One Trak Mutual Fund Basics and Beyond

by Dearborn Financial Publishing



Annuities Today

by Dearborn Financial Publishing Staff 


Additional Investment Industry Resources

Investment Company Institute (ICI) - national association of the mutual fund investment company industry. 

National Investment Company Service Association (NICSA) - provides leadership and innovation in educational programming and information exchange within the operations sector of the mutual fund industry worldwide. 

FINRA Registration and Examination Requirements - A comprehensive look at the entire range of FINRA qualifications.

FINRA Regulation Homepage

 



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