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Series 6 Exam - Mutual Funds and Variable Annuities

The NASD Series 6 License - Investment Company / Variable Contracts - is for those who would be selling only mutual funds and annuity products.

Home Study Courses      Study Guides      Resources


 

Complete Home Study Course

 

Series 6 Mutual Funds and Variable Annuities


Series 6 Book and Disk Course

  • Study Book with over 450 pages - over 700 Chapter and Final Exam questions with detailed Answers.

  • Computer Test Simulator on Disk - 800 additional Chapter and Final Exam questions. 

Topics Covered

  • Mutual Funds
  • Variable Annuities
  • Retirement Plans
  • Insurance Products
  • Investment Policies
  • Securities Markets and Regulations
  • Customer Accounts and Orders

 

Book and Disk available separately    More Information...

Exam Study Guides & Books of Interest


NASD Exam for Series 6 : Preparation Guide

by Thomson South-Western
 

 

One Trak Mutual Fund Basics and Beyond

by Dearborn Financial Publishing



Annuities Today

by Dearborn Financial Publishing Staff 


Additional Investment Industry Resources

Investment Company Institute (ICI) - national association of the mutual fund investment company industry. 

National Investment Company Service Association (NICSA) - provides leadership and innovation in educational programming and information exchange within the operations sector of the mutual fund industry worldwide. 

NASD Qualifications System - A comprehensive chart depicting the entire range of NASD qualifications in an interactive matrix. Each section contains a link to more information

NASD Regulation Homepage

 



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