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Series 24 Exam - General Securities Principal

The NASD General Securities Principal Qualification Examination (Series 24) is designed to test a candidate's knowledge of the rules and statutory provisions applicable to the management of a general securities broker/dealer.

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Complete Home Study Course

 

Series 24 General Securities Principal


Series 24 Book and Disk Course

  • Study Book with over 600 pages - over 1600 Chapter and Final Exam questions with detailed Answers.

  • Computer Test Simulator on Disk - 900 additional Chapter and Final Exam questions. 

Topics Covered

  • Supervision of Investment Banking
  • Trading Market Supervision
  • Trading Market Supervision
  • Primary and Secondary Markets
  • Supervising Customer Accounts and orders
  • Investment Companies

 

Book and Disk available separately    More Information...

Exam Study Guides


Passtrak Series 24: General Securities Principal: License Exam Manual
13th edition (June, 2003)


Passtrak Series 24: General Securities Principal: License Exam Manual
12th edition (June, 2002)


Passtrak Series 24: General Securities Principal: License Exam Manual
11th edition (June, 2000)


Additional Investment Industry Resources

NASD Qualifications System - A comprehensive chart depicting the entire range of NASD qualifications in an interactive matrix. Each section contains a link to more information

NASD Regulation Homepage

 



The Financial Ad Trader
The Financial Ad Trader

 

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