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Series 7 Exam - General Securities Representative

The FINRA Series 7 exam, General Securities Representative, is the main qualification for stockbrokers, and is normally taken in conjunction with the Series 63 Uniform State Law Exam. Many retail focused brokerage houses require all of their employees to hold Series 7 qualification. No other non-degree qualification can open so many doors in the financial services industry.

Home Study Courses      Study Guides      Series 63 & 66     Online Resources       


Official  Home Study Course

Series 7 Exan Home Study Course Book

Series 7 Exam Home Study Course CD


Series 7
: General Securities Registered Representative

  • Published by the Securities Institute of America
  • Comprehensive 480 page text covering all aspects of the Series 7
  • Exam Prep Software includes 1,700 Test Questions!
  • Books and Software available separately or as a bundle
  • Save by bundling with Series 63 or 66 Course

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Special - Series 7 Exam Secrets


Series 7
Exam Secrets Study Guide

  • Published by Mometrix, this is a study guide they claim to be unlike any other
  • The purpose of the guide is to "give test takers the keys to understand how to succeed on the Series 7 Test".

    More Information...

Complete Home Study Courses - Series 63 and 66

Series 63 Home Study Course

Series 63 Home Study CD

Series 63 Uniform Securities Examination

  • Published by the Securities Institute of America
  • Comprehensive text book for Series 63 exam study
  • Exam Prep Software gives you hundreds of test questions

Book and Software available separately, or bundled with Series 7 or Series 6

     More Information...


Series 63 Home Study CD

Series 66 Uniform Combined State Law Exam

  • Published by the Securities Institute of America
  • Comprehensive text for Series 66 study
  • Exam Prep Software includes over 1,300 test questions

Book and Software available separately, or bundled with Series 7 

     More Information...

Exam Study Guides - Series 63 and 66

 

Passtrak Series 63 Uniform Securities Agent State Law Exam: License Exam Manual 

NASD SERIES 63  Rita P. Malm (special order)

 

Additional Resources

Series-7.com is pleased to be able to offer you a free 1-year print subscription to Registered Rep Magazine.
Click here to see if you qualify.

FINRA Registration and Examination Requirements - A comprehensive look at the entire range of FINRA qualifications.

FINRA Regulation Homepage

 

free Real-time Stock quotes

Series 7 Study Guides on Amazon.com

 

NASD Stockbroker Series 7 Exam: Preparation Guide (Compass Learning System)

Stockbroker Series 7 Exam General Securities Registered Representative Examination Practice Exams and Study Guide

The Real Deal Guide to Taking the Series 7

Series 7 Exam Flashcard Study System: Series 7 Test Practice Questions & Review for the General Securities Representative Exam

Series 63 & 66 Study Guides on Amazon.com

 

Pass the 63: A Training Guide for the NASAA Series 63 Exam

Pass the 66: A Training Guide for the NASAA Series 66 Exam (First Books Training Library)

 

Recommended Additional Reading


Operations In Depth

After the Trade Is Made : Processing Securities Transactions
David M. Weiss

Global Securities Processing: The Markets, The Products
David M. Weiss

Securities Operations: A Guide to Operations and Information Systems in the Securities Industry
Michael T. Reddy

Securities Operations: A Guide to Trade and Position Management
Michael Simmons 

Clearing, Settlement and Custody (Operations Management Series (Securities Institute)
David Norman Loader 

 


Reference

Barron's Finance & Investment Handbook, 6th Edition

Wall Street Dictionary
Robert J. Shook, Jan Glaes

Dictionary of Financial Terms
Virginia B. Morris 

Dictionary of Accounting Terms (Barron's Business Dictionaries)

Dictionary of Finance and Investment Terms (Barron's Financial Guides)

The NYIF Vest-Pocket Guide to Stock Brokerage Math
William A. Rini

 

 

The Financial Ad Trader
The Financial Ad Trader

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