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Series 7 Exam - General Securities Representative

The NASD Series 7 exam, General Securities Representative, is the main qualification for stockbrokers, and is normally taken in conjunction with the Series 63 Uniform State Law Exam. Many retail focused brokerage houses require all of their employees to hold Series 7 qualification. No other non-degree qualification can open so many doors in the financial services industry.

Home Study Courses      Study Guides      Series 63 & 66     Online Resources       


Complete Home Study Course

Series 7 Exan Home Study Course Book

Series 7 Exam Home Study Course CD


Series 7
General Securities Representative

  • 2 Study Books with Chapter Exams after each section with detailed Answers
  • Final Exam Book with 10 updated Exams
  • Chapter Exam Book - Expanded chapter tests on the major areas of the test
  • Over 1000 pages and 3000 questions
  • Series 7 CD Test Simulator
  • Over 7000 Chapter and Final exam questions
  • Very detailed answer explanations

Books and CD available separately     More Information...

Series 7 Exam Study Guides 


Passtrak Series 7 : General Securities Representative License Exam Manual
Dearborn Financial Publishing

Barron's How to Prepare for the Stockbroker Examination. Series 7  
2nd Edition
, Michael T. Curley, Joseph A. Walker

The Series 7 Exam: Real World Intelligence, Strategies & Experience From Industry Experts to Prepare You for Everything the Classroom and Textbooks Won't Teach You for the Series 7 (Bigwig Briefs Test Prep series) Laurie Mingolelli (Editor) 

ARCO Series 7 Stockbroker NASD Exam, 6th Edition  
 
ARCO Series 7 Stockbroker NASD Exam, 5th Edition
Philip Meyers, et al

Series 7 : Stockbroker NASD Exam (with CD-ROM)
Philip Meyers, et al

 

Complete Home Study Courses - Series 63 and 66

Series 63 Home Study Course

Series 63 Home Study CD

Series 63 Uniform Securities Agent Laws

  • Study Book with over 200 pages
  • Chapter Exams after each section with detailed Answers
  • Over 460 Practice questions with updated final answers
  • Computer CD Test Simulator
  • Additional 500 questions. Chapter and Final exams - detailed answers

Book and CD available separately     More Information...


Series 63 Home Study CD

Series 66 Uniform Combined State Law

  • 2 Study Books with over 500 pages
  • Chapter Exams after each section with detailed Answers
  • Over 1000 Practice questions with updated final answers
  • Computer CD Test Simulator
  • Additional 700 questions. Chapter and Final exams - detailed answers

Book and CD available separately     More Information...

Exam Study Guides - Series 63 and 66

 

Passtrak Series 63 Uniform Securities Agent State Law Exam: License Exam Manual 

NASD SERIES 63  Rita P. Malm (special order)

 

Additional Resources

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Click here to qualify.

NASD Qualifications System - A comprehensive chart depicting the entire range of NASD qualifications in an interactive matrix. Each section contains a link to more information

NASD Regulation Homepage

 

Recommended Additional Reading


Operations In Depth

After the Trade Is Made : Processing Securities Transactions
David M. Weiss

Global Securities Processing: The Markets, The Products
David M. Weiss

Securities Operations: A Guide to Operations and Information Systems in the Securities Industry
Michael T. Reddy

Securities Operations: A Guide to Trade and Position Management
Michael Simmons 

Clearing, Settlement and Custody (Operations Management Series (Securities Institute)
David Norman Loader 

 


Reference

Barron's Finance & Investment Handbook, 6th Edition

Wall Street Dictionary
Robert J. Shook, Jan Glaes

Dictionary of Financial Terms
Virginia B. Morris 

Dictionary of Accounting Terms (Barron's Business Dictionaries)

Dictionary of Finance and Investment Terms (Barron's Financial Guides)

The NYIF Vest-Pocket Guide to Stock Brokerage Math
William A. Rini

 

 

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